Regulation D - PDFSEARCH.IO - Document Search Engine

Regulation D
Results: 5181

#	Item
851	REQUIREMENTS FOR REGISTRATION OF SECURITIES BY QUALIFICATION Article 304 of the Puerto Rico Uniform Securities Act Initial Filing: 1. 2. Add to Reading List Source URL: www.ocif.gobierno.pr Language: English - Date: 2013-05-03 09:45:36 United States securities law SEC filings Finance Investment Securities Securities Act Prospectus Security Regulation D United States Securities and Exchange Commission Financial economics Stock market
852	July 10, 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F. Street N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-11 11:42:33 Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Securities Act United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
853	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 20, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 09:32:10 Financial regulation Financial economics 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Securities research United States securities law Finance United States Securities and Exchange Commission
854	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 4, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-03 18:44:02 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Securities research United States securities law United States Securities and Exchange Commission Financial economics
855	B AN K I N G S TAK E H O L D E R G R O U P CONSULTATION ON EBA/CP[removed]ON “PLEASE INSERT CP TITLE HERE” General Comments Add to Reading List Source URL: www.eba.europa.eu Language: English - Date: 2015-01-12 13:19:37 Systemic risk Bank regulation European Banking Authority European Union Systemically important financial institution Basel Committee on Banking Supervision Economics Financial economics Financial regulation
856	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 5, 2015 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-05 16:58:16 Finance Financial Industry Regulatory Authority Securities regulation in the United States U.S. Securities and Exchange Commission Securities Exchange Act Self-regulatory organization Security Broker-dealer United States securities law Financial economics Financial system
857	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 20, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 08:26:59 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
858	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]February 27, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-27 14:14:03 NYSE Arca U.S. Securities and Exchange Commission NASDAQ Securities Exchange Act Schedule TO Self-regulatory organization Economy of the United States United States Financial system United States Securities and Exchange Commission United States securities law Financial regulation
859	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 20, 2015 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-20 09:29:17 Financial regulation Financial economics 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Naked short selling United States securities law Finance United States Securities and Exchange Commission
860	KING JUAN CARLOS UNIVERSITY Surfing through the Cycle How Central Banks Policies Sabotage Basel Regulations Daniel Sanchez-Piñol Yulee Add to Reading List Source URL: i-d-online.com Language: English - Date: 2015-02-26 14:42:06 Financial regulation Banking Financial risk Basel II Basel I Bank Market liquidity Liquidity risk Capital requirement Bank regulation Finance Financial economics

UPDATE